Articles of Interest
Subsection 31(1) of the RCMP Act: The
"Standing" Requirement
by Lisa Thiele, Legal Counsel
April 1999
In the examination of grievances, an issue that
is often the subject of analysis - and some confusion - is that which deals
with the requirements of subsection 31(1) of the RCMP Act, or "standing"
to bring a grievance. The Committee has undertaken a brief review of the
statutory requirements, the more common issues that have arisen in past
grievances and some potential pitfalls in interpreting this part of the
legislation. Subsection 31(1) confers a right to grieve on any member who is "aggrieved"
by any "decision, act or omission" made "in the administration
of the affairs of the Force", in respect of which no other process for
redress is provided by the Act, the regulations or the Commissioner's
standing orders. It is to these requirements that we attribute the term "standing"
to grieve.
Standing in its general legal sense is a
threshold question as to whether the person bringing an action or complaint is
the proper party to do so, in the sense that the person has a sufficient
personal stake in the controversy. In other words, generally speaking, a person
must be personally affected in order to be considered able to bring an action or
challenge before a court, and cannot merely wish to challenge some action or
legislation on the basis of a theoretical dispute. As the Chief Justice of the
Supreme Court of Canada noted in Canada v. Borowski, [1981] 2
S.C.R. 575, "[m]ere distaste has never been a ground upon which to seek the
assistance of a court." In the context of subsection 31(1), this inquiry
is, firstly, whether a member is "aggrieved" by the decision, act or
omission the member seeks to grieve.
What it means to be "aggrieved"?
In its analysis of the "aggrieved"
requirement, the Committee has explained that, in order to submit a grievance,
it is not sufficient that a member merely disagree with Force policy. The member
must show that the implementation of policy, or any other decision, act or
omission of the Force, has a negative personal impact on him or her. As it was
explained in ERC 2800-92-003 (G-077):
The requirement of standing thus distinguishes between members who question the
Force's actions because their personal rights or interests are at stake and
those who do so only because they are aware of an error in the Force's
administration. The grievance procedures under the RCMP Act provide a
quasi-judicial method of resolving disputes involving personal rights and
interests. They are not designed to provide a general method to correct
administrative errors. That is not to say that members who feel that there have
been mistakes within the Force's administration should not be able to raise them
with their fellow members... However, adjudication regarding such errors under
Part III of the RCMP Act can be performed only if a grievor's personal rights
and interests are involved.
What this means in practice is that a member is
not entitled to grieve a decision, act or omission without showing that it
affects the member personally. Examples of where this requirement has been put
in issue include grievances where members have sought to challenge certain
specific requirements for a promotional opportunity, such as language
requirements, but have not given any indication of how the opportunity affected
them or their interests. In such a case, the "aggrieved" requirement
is not established. This is to be contrasted with cases where members might
grieve the same requirements for a promotional opportunity, but can illustrate
that they applied for the promotion but were rejected because of the specific
requirements, or that they did not apply, despite wanting to do so, because of
the requirements. Any such personal interest in a decision, act or omission will
be sufficient to establish the "aggrieved" requirement.
The requirement that a member be "aggrieved"
is not an overly onerous one. It does not require that a member establish at the
outset of a grievance a tangible benefit that will accrue if the grievance is
successful, or a tangible benefit lost as a result of the decision being
grieved. In the above example, for instance, a member would not need to
establish that he or she would be, but for the specific requirements, guaranteed
a position advertised in a promotional opportunity, in order to have standing to
grieve the specific requirements. The personal loss of the chance to compete
would be sufficient to show the requisite personal interest. It is enough to
satisfy the "aggrieved" requirement to show that the decision, act or
omission that is being challenged has an effect on the member personally.
Standing vs. Merits
It is also important to distinguish, for the
purposes of determining whether a member has standing, the requirement of having
a personal interest in the matter from the merits of the grievance. The issue of
standing is a preliminary question of the capacity of a member to present a
grievance and does not concern the ultimate merits of the substantive issue in
the grievance. The Committee explained this important distinction as follows in
ERC 3300-93-014 (G-125):
While
standing does require that a member's rights be at issue, it should be
emphasized that the question of standing is not
a question of the merits of the grievance. Whether a member's particular
right actually exists in a given situation, and should be upheld, is a question
of the merits, not a preliminary question of standing.
... A member is not prevented from being aggrieved just because the Force asserts
that it is applying Force policy. The "aggrieved" requirement does not
prevent a member from challenging the validity and/or interpretation of Force
policy; it only requires that the member have a personal interest in the matter
in order to do so. Further, whether the Grievor can successfully
challenge Force policy in maintaining the rights he asserts is a question of the
merits, not of standing.
[emphasis in original]
In light of the foregoing, then, a reasonable
question to ask, in determining whether a member meets the "aggrieved"
requirement, would be, 'Has the grievor indicated that the decision, act or
omission at issue has a direct, personal effect on him or her?'. Questions
such as 'Does the grievor have the right that is asserted in the grievance?'
or 'Does Force policy allow for what the grievor is arguing?' are
questions related to the merits of the grievance, and are not legitimate
inquiries for determining standing.
"in the administration of the affairs of the Force"
If aggrieved, a member may challenge any "decision,
act or omission", a broadly-worded phrase entitling members to grieve a
wide range of determinations affecting them, as long as the decision, act or
omission was made "in the administration of the affairs of the Force".
The Committee has explained in past cases that this phrase refers to the
Force's own administration of its affairs. That is to say, the grievance
process cannot be used to attack a decision that was not made in the RCMP. For
example, if the decision sought to be challenged is one that was made by the
Treasury Board, a member cannot grieve it through the grievance process in Part
III of the Act. In ERC 2900-94-001 (G-129), the Committee
explained that:
...to
the extent that a grievance under the RCMP
Act is a challenge to a policy itself, it must be a challenge to policy
issued by the Force. In my view, Part III of the RCMP
Act does not intend to give RCMP grievance adjudicators authority to rule
upon direct challenges to the validity of Treasury Board policy. No such
extraordinary authority is explicitly provided by Part III of the RCMP
Act, nor is it necessarily implied in its general provisions... [G]iven
the nature of Part III of the RCMP Act
and, specifically, the absence of explicit wording giving adjudicators direct
external jurisdiction, I find that "in the administration of the affairs of
the Force" refers to the Force's own administration of its affairs.
In that particular case, the member had sought to
challenge the fact that there was no adoption allowance available to RCMP
members. However, since it is the Treasury Board that, under subsection 22(1) of
the RCMP Act, establishes the pay and allowances of RCMP members, the
member's challenge to the lack of an adoption allowance directly attacked a
decision, act or omission of the Treasury Board, not one made by the Force in
the administration of its affairs.
It must be emphasized that the above example is
quite different from a grievance which alleges that the Force has erred in its
application of a Treasury Board policy. In many of its decisions affecting
members, the Force is interpreting, applying and implementing policy that has
been set by the Treasury Board. Decisions regarding relocation entitlements, the
provision of legal fees at public expense, the bilingualism bonus and travel
entitlements are but a few examples. Such decisions are clearly ones made in the
administration of the affairs of the Force. It is only in those rare cases which
involve a direct attack on a policy itself, for its exclusions or inclusions,
perhaps, that the fact that the policy is a Treasury Board policy will take the
matter outside of the operation of subsection 31(1).
"no other process for redress"
The final requirement of subsection 31(1) is that
there be, in respect of the decision, act or omission at issue, "no other
process for redress ... provided by this Act, the regulations or the
Commissioner's standing orders". Where there is an alternate method for
redress, a grievance cannot be brought under subsection 31(1). An example of
such a procedure is the Commissioner's Standing Orders (Loss of Basic
Requirements), found at AM Appendix X-3-3, which provide an appeal process
to a member whose pay has been stopped because of loss of a basic requirement
for the discharge of duty. In light of this process, a member would not be
entitled to grieve a decision stopping the member's pay because of the loss of
a basic requirement, but would have to pursue this other process to challenge
the decision.
In addition to each of the requirements in
subsection 31(1), there is one final point that is worth briefly addressing, as
it relates to the issue of standing. This is the relationship of time limits to
the standing issue.
Standing vs. Time Limits
It is to be noted that what we consider when we
evaluate "standing" is, generally speaking, a member's ability to
come within the terms of subsection 31(1), to show that he or she has a personal
stake in the dispute and that the matter is one that otherwise fits within the
purview of Part III of the Act. A member's compliance with the
statutory time limits, set out in subsection 31(2), is a different matter and is
the subject of a separate examination. Certainly, there is a necessary
connection between the two, as the limitation period begins to run from the time
that the member is first "aggrieved". For this reason, the
determination of one is dependent on the other, and the examination of the two
issues may be linked. Nonetheless, it would not be correct to state that someone
whose grievance had to be denied for non-compliance with time limits did not
have standing. It is entirely possible for a member to come within the terms of
31(1) but to be nonetheless statute-barred by reason of non-compliance with the
time limits. While both subsections 31(1) and (2) are jurisdiction-limiting
preconditions to the adjudication of grievances, they involve separate inquiries
and findings.
There is a practical importance to this
distinction. That is, while there is a statutory discretion to extend the time
limits under subsection 31(2), which can be exercised by the Commissioner or his
delegate, there is no power or discretion to confer standing on a member who is
not aggrieved, and thus does not meet the requirements of subsection 31(1).
Avoid the potential pitfalls
1. "The
member is not aggrieved by the decision that her expenses will not be
reimbursed, because she has not yet incurred the expenses."
This reasoning is wrong because it requires a
tangible consequence of a decision to be realized in order for a member to have
standing, and the legislation does not contain such a requirement. In ERC
2400-93-007 (G-098), a member grieved a decision that the Force would not
pay certain storage costs, but she had not yet actually paid the storage costs
herself. The Committee found that she had shown that she had a personal interest
in challenging the legitimacy of the decision, and that this was sufficient for
the standing requirement. A member does not have to be out of pocket as a result
of a decision, in order to have a personal interest in challenging that
decision.
2. "The
member can complain to the Privacy Commissioner, and therefore has no standing."
This reasoning shows a misconception of the
stipulation in subsection 31(1) regarding there being no other process for
redress available. As the Committee explained in ERC 3300-94-003 (G-124),
this stipulation relates only to other processes provided by the Act, its
regulations or the Commissioner's standing orders. Therefore, opportunities to
make complaints to the Privacy Commissioner, the Commissioner of Official
Languages, the Canadian Human Rights Commission, or other bodies that are
external to the operation of the RCMP, do not affect members' right to grieve
under Part III of the Act.
3. "The
member has no standing because the decision at issue was made according to a
Treasury Board policy over which the Force has no control."
This reasoning is dangerous because it is
incomplete. There are many decisions made in the administration of the affairs
of the Force pursuant to policies issued by the Treasury Board that the Force
has no authority to change. This does not mean that they are not grievable. The
relevant determination to be made is whether the Force actually made the
decision, by interpreting or applying a Treasury Board policy, or whether the
decision is one that was made by the Treasury Board itself and not by the Force.
For example, in ERC 3300-96-001 (G-183),
the member challenged the lack of coordination of benefits for members who were
spouses under the RCMP Dental Care Plan. This was found to be an attack on a
Treasury Board determination, not grievable under the Act, because it was
not an interpretation or application by the Force of Treasury Board policy, but
was an attack on the policy itself, a policy over which the Force had no
control. That may be contrasted with ERC 2000-95-005 (G-184), where a
member challenged the meaning to be ascribed to "spouse/common-law partner"
for the purposes of members' entitlement to compassionate leave. This, unlike
the matter in G-183, involved the RCMP's interpretation of the
policy. Therefore, while both matters involved policies over which the Treasury
Board had authority, only the member in G-184 met the requirements of
subsection 31(1).
4. "This
decision affects all members equally. Therefore, the member has no standing."
This reasoning, too, is incorrect. It is wrong to
state that, because a decision affects all members, an individual member cannot
be aggrieved. A member can, for instance, grieve against a Force-wide decision
or policy, as long as the member is personally affected by it. For example, in
ERC 2200-91-003 (G-059), a member had standing to challenge mandatory
participation in a Force dental plan, despite the fact that every member was in
the same position, because he could show that he was personally affected through
mandatory pay deductions. On the other hand, a member cannot establish standing
on the basis that the decision at issue concerns something that affects all
members, and therefore, on a theoretical level, the member is also affected. To
accede to this argument would mean that a member could grieve any decision, act
or omission of the Force, however remote from the member's personal situation,
just by virtue of being a member. This would be incorrect, as what the Act
requires is a personal impact.